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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-10 |
Branch Locations
225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Group | Daniel Island | SC | 07/2021 | Present |
| Securian Financial Services | Saint Paul | MN | 07/2021 | 08/2023 |
| Bny Mellon | Pittsburgh | PA | 09/2019 | 07/2021 |
| Lyft | Pittsburgh | PA | 06/2021 | 01/2023 |
| Ifa Group | Charleston | SC | 09/2018 | 07/2019 |
| Elliott Davis | Charleston | SC | 06/2018 | 07/2018 |
| College Of Charleston Center For Student Learning | Charleston | SC | 08/2016 | 05/2017 |
| Jarrard, Nowell, And Russell | Charleston | SC | 01/2016 | 05/2018 |
| Treesdale Golf And Country Club/Clubcorp | Gibsonia | PA | 06/2017 | 11/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| A1 Ab Llc, Dba Sterling Landmark | Sterling | IL | 02/2024 | Present |
| Ttkg Consulting, Llc | Charleston | SC | 10/2024 | Present |
1. NAME OF OTHER BUSINESS: A1 AB LLC, DBA STERLING LANDMARK; INVESTMENT RELATED: NO; ADDRESS: 301 W THIRD ST, STERLING, IL 61081; NATURE OF BUSINESS: EMPLOYMENT; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE LOCAL RESIDENTIAL & COMMERCIAL REAL ESTATE RESEARCH; 2. NAME OF OTHER BUSINESS: TATES COMMERCIAL, INC.; INVESTMENT RELATED: NO; ADDRESS: 601 MEETING ST, CHARLESTON, SC 29403; NATURE OF BUSINESS: REAL ESTATE RESEARCH; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDING LOCAL MARKET RESEARCH EX: RESEARCHING A DUPLEX TO RENT OUT/ POTENTIAL CASH FLOW PROPERTY CAN GENERATE; 3. NAME OF OTHER BUSINESS: TTKG CONSULTING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CREATE FINANCIAL MODELS ON PHYSICAL REAL ESTATE BY REQUEST 4. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-06 |
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