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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Group Daniel Island SC 07/2021 Present
Securian Financial Services Saint Paul MN 07/2021 08/2023
Bny Mellon Pittsburgh PA 09/2019 07/2021
Lyft Pittsburgh PA 06/2021 01/2023
Ifa Group Charleston SC 09/2018 07/2019
Elliott Davis Charleston SC 06/2018 07/2018
College Of Charleston Center For Student Learning Charleston SC 08/2016 05/2017
Jarrard, Nowell, And Russell Charleston SC 01/2016 05/2018
Treesdale Golf And Country Club/Clubcorp Gibsonia PA 06/2017 11/2020
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
A1 Ab Llc, Dba Sterling Landmark Sterling IL 02/2024 Present
Ttkg Consulting, Llc Charleston SC 10/2024 Present
  • 07/2021 → Present
    Commonwealth Financial Group
    Daniel Island, SC
  • 07/2021 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 09/2019 → 07/2021
    Bny Mellon
    Pittsburgh, PA
  • 06/2021 → 01/2023
    Lyft
    Pittsburgh, PA
  • 09/2018 → 07/2019
    Ifa Group
    Charleston, SC
  • 06/2018 → 07/2018
    Elliott Davis
    Charleston, SC
  • 08/2016 → 05/2017
    College Of Charleston Center For Student Learning
    Charleston, SC
  • 01/2016 → 05/2018
    Jarrard, Nowell, And Russell
    Charleston, SC
  • 06/2017 → 11/2020
    Treesdale Golf And Country Club/Clubcorp
    Gibsonia, PA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2024 → Present
    A1 Ab Llc, Dba Sterling Landmark
    Sterling, IL
  • 10/2024 → Present
    Ttkg Consulting, Llc
    Charleston, SC
Previous Registrations
  • 2022-05-25 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: A1 AB LLC, DBA STERLING LANDMARK; INVESTMENT RELATED: NO; ADDRESS: 301 W THIRD ST, STERLING, IL 61081; NATURE OF BUSINESS: EMPLOYMENT; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE LOCAL RESIDENTIAL & COMMERCIAL REAL ESTATE RESEARCH; 2. NAME OF OTHER BUSINESS: TATES COMMERCIAL, INC.; INVESTMENT RELATED: NO; ADDRESS: 601 MEETING ST, CHARLESTON, SC 29403; NATURE OF BUSINESS: REAL ESTATE RESEARCH; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDING LOCAL MARKET RESEARCH EX: RESEARCHING A DUPLEX TO RENT OUT/ POTENTIAL CASH FLOW PROPERTY CAN GENERATE; 3. NAME OF OTHER BUSINESS: TTKG CONSULTING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CREATE FINANCIAL MODELS ON PHYSICAL REAL ESTATE BY REQUEST 4. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2022-04-06
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2022-04-06

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