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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-27 |
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
91 Montvale Ave, Stoneham, MA 02180 • United States
Highland Beach, FL • United States
Salisbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WK & 2HRS EVENING & WKENDS SINCE 1998 2) OWNS RESIDENTIAL RENTAL PROPERTY - FROM RESIDENTIAL ADDRESS - 1 HOUR NN SECURITIES - SINCE 10/2011 3) PROPERTY MGMT IN BOSTON, MA FOR 0 HRS/WK SINCE 12/1986 4) NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR INVESTMENT, ADVISORY AND FINANCIAL SERVICES ; START DATE: 09/2013 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ADVISORY SERVICES AND FINANCIAL PLANNING ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-20 |
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