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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-27
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • FL RA
    APPROVED
    Since 2025-03-27
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

91 Montvale Ave, Stoneham, MA 02180 • United States

Highland Beach, FL • United States

Salisbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2004-07-26 → 2013-09-03
    Tower Square Securities, Inc.
    Stoneham, MA
    Stoneham, MA
  • 2002-01-04 → 2004-06-21
    Burlington, MA
Other Businesses

1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WK & 2HRS EVENING & WKENDS SINCE 1998 2) OWNS RESIDENTIAL RENTAL PROPERTY - FROM RESIDENTIAL ADDRESS - 1 HOUR NN SECURITIES - SINCE 10/2011 3) PROPERTY MGMT IN BOSTON, MA FOR 0 HRS/WK SINCE 12/1986 4) NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR INVESTMENT, ADVISORY AND FINANCIAL SERVICES ; START DATE: 09/2013 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ADVISORY SERVICES AND FINANCIAL PLANNING ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-20
  • S66 Uniform Combined State Law Examination
    1998-08-20
Designations

View on SEC IAPD

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