Ronald David Ellis

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

3292 E Spring St, Long Beach, CA 90806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Long Beach	CA	03/2016	Present
Pfs Investments Inc	Long Beach	CA	08/2016	Present
Law Offices Of Ronald D. Ellis	Torrance	CA	03/2006	Present

03/2016 → Present

Primerica Financial Services

Long Beach, CA
08/2016 → Present

Pfs Investments Inc

Long Beach, CA
03/2006 → Present

Law Offices Of Ronald D. Ellis

Torrance, CA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Real Estate Broker / Home Team Realty

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-07
S63	Uniform Securities Agent State Law Examination	2016-09-20

S65 Uniform Investment Adviser Law Examination

2017-12-07
S63 Uniform Securities Agent State Law Examination

2016-09-20

View on SEC IAPD