Phillip Daniel Quinn

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 05/2017
  University Of North Carolina At Chapel Hill
  Chapel Hill, NC
• 06/2016 → 03/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2017 → 05/2018
  Northwestern Mutual Investment Services Llc
  Durham, NC
• 03/2017 → 03/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2018 → 05/2018
  Huckabee District Network Office, Llc
  Durham, NC
• 03/2018 → 05/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2019 → 02/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 06/2018 → 05/2019
  Pacific Western Bank
  Durham, NC
• 02/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 02/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2019-07-12 → 2021-03-03
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2017-05-04 → 2018-05-14
  Northwestern Mutual Investment Services, Llc
  Durham, NC

Exams

• S66 Uniform Combined State Law Examination
  2017-05-02

Designations

• Certified Financial Planner

Other Names

• Phillip Daniel Quinn
• Phillip Quinn