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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-08
  • TX RA
    APPROVED
    Since 2021-09-08

Branch Locations

640 N Carroll Ave Ste 100, Southlake, TX 76092 • United States

600 S Tyler St Ste 104, Amarillo, TX 79101-2394 • United States

Canyon, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Amarillo TX 09/2016 Present
Ameriprise Financial Services, Inc. Amarillo TX 01/2016 09/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
  • S66 Uniform Combined State Law Examination
    2021-01-21
Other Names
  • Josh Glenn Backus
  • Joshua Backus

View on SEC IAPD

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