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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-12
  • NY RA
    APPROVED
    Since 2025-12-12

Branch Locations

32-45 Francis Lewis Blvd, Flushing, NY 11358 • United States

132-01 14Th Avenue, College Point, NY 11356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securties Llc Astoria NY 04/2016 10/2021
Jp Morgan Chase Bank, N.A. Brooklyn NY 09/2022 Present
Jp Morgan Chase Bank, N.A. Astoria NY 05/2013 10/2021
Mta New York City Transit Brooklyn NY 10/2021 08/2022
Jp Morgan Securities, Llc Brooklyn NY 09/2022 Present
  • 04/2016 → 10/2021
    Jp Morgan Securties Llc
    Astoria, NY
  • 09/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 05/2013 → 10/2021
    Jp Morgan Chase Bank, N.A.
    Astoria, NY
  • 10/2021 → 08/2022
    Mta New York City Transit
    Brooklyn, NY
  • 09/2022 → Present
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
S63 Uniform Securities Agent State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2025-12-12
  • S63 Uniform Securities Agent State Law Examination
    2016-08-05
Other Names
  • Carlos Andres Gutierrez
  • Carlos A Gutierrez
  • Charlie A Gutierrez
  • Charles A Gutierrez
  • Charles Andres Gutierrez

View on SEC IAPD

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