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Caroline Carley

Invesco Advisers, Inc.

Philadelphia, PA

CRD 6643952

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Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-26
  • TX RA
    APPROVED
    Since 2017-04-26

Branch Locations

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 06/2016 04/2017
Invesco Altanta GA 04/2017 Present
  • 06/2016 → 04/2017
    Ubs Financial Services Inc.
    Boston, MA
  • 04/2017 → Present
    Invesco
    Altanta , GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-01
  • S66 Uniform Combined State Law Examination
    2017-03-01

View on SEC IAPD

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