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Colin V Ballard

Morgan Stanley

Virginia Beach, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-02
VA RA APPROVED 2019-08-27
  • TX RA
    APPROVED_RES
    Since 2021-11-02
  • VA RA
    APPROVED
    Since 2019-08-27

Branch Locations

222 Central Park Avenue, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Virginia Beach VA 05/2016 10/2016
Morgan Stanley Smith Barney Llc Virginia Beach VA 12/2016 08/2017
Alsco Richmond VA 08/2017 06/2018
Apax Leaders Ho Chi Minh 08/2018 03/2019
Morgan Stanley Smith Barney Llc Virginia Beach VA 06/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2019 Present
  • 05/2016 → 10/2016
    Morgan Stanley Smith Barney Llc
    Virginia Beach, VA
  • 12/2016 → 08/2017
    Morgan Stanley Smith Barney Llc
    Virginia Beach, VA
  • 08/2017 → 06/2018
    Alsco
    Richmond, VA
  • 08/2018 → 03/2019
    Apax Leaders
    Ho Chi Minh
  • 06/2019 → Present
    Morgan Stanley Smith Barney Llc
    Virginia Beach, VA
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2019-08-27
Other Names
  • Colin Vu Ballard
  • Colin Ballard

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VIRGINIA BEACH, VA
DAVENPORT & COMPANY LLC · VIRGINIA BEACH, VA
FINANCIAL SECURITY ADVISORY INC · VA BEACH, VA
LPL FINANCIAL LLC · VIRGINIA BEACH, VA

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