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Yen T Truong

Captrust

Sacramento, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-16
  • CA RA
    APPROVED
    Since 2021-07-16

Branch Locations

740 University Avenue, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2021 Present
Genovese Burford & Brothers Sacramento CA 04/2017 01/2021
State Street Corporation Sacramento CA 03/2017 03/2017
Unemployed Sacramento CA 12/2016 02/2017
California State University, Sacramento Sacramento CA 08/2014 12/2016
Capfinancial Securities Llc Raleigh NC 01/2021 Present
  • 01/2021 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 04/2017 → 01/2021
    Genovese Burford & Brothers
    Sacramento, CA
  • 03/2017 → 03/2017
    State Street Corporation
    Sacramento, CA
  • 12/2016 → 02/2017
    Unemployed
    Sacramento, CA
  • 08/2014 → 12/2016
    California State University, Sacramento
    Sacramento, CA
  • 01/2021 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Designations
Other Names
  • Yen Truong
  • Yen Thi Kim Truong

View on SEC IAPD

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LPL FINANCIAL LLC · SACRAMENTO, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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