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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-13
NY RA APPROVED 2026-01-07
TX RA APPROVED 2026-01-07
  • MA RA
    APPROVED
    Since 2026-01-13
  • NY RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 06/2017 10/2021
Elon University Elon NC 08/2013 05/2017
Gw&K Investment Management Boston MA 11/2021 09/2025
Voya Financial Advisors Boston MA 10/2025 Present
  • 06/2017 → 10/2021
    Fidelity Investments
    Smithfield, RI
  • 08/2013 → 05/2017
    Elon University
    Elon, NC
  • 11/2021 → 09/2025
    Gw&K Investment Management
    Boston, MA
  • 10/2025 → Present
    Voya Financial Advisors
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-22
S63 Uniform Securities Agent State Law Examination 2017-08-10
  • S65 Uniform Investment Adviser Law Examination
    2025-12-22
  • S63 Uniform Securities Agent State Law Examination
    2017-08-10

View on SEC IAPD

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