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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-23
  • NJ RA
    APPROVED
    Since 2025-07-23

Branch Locations

360 Mount Kemble Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Falls NJ 06/2016 09/2017
Morgan Stanley Private Bank, National Association New York NY 09/2016 09/2017
Wells Fargo Clearing Services Llc Mountain Lakes NJ 09/2017 07/2025
Raymond James Financial Services, Inc. Morristown NJ 07/2025 Present
Raymond James Financial Services Advisors, Inc. Morristown NJ 07/2025 Present
Southern New Hampshire University Manchester NH 10/2024 Present
Previous Registrations
Other Businesses

(1) Name of Business: 1792 Wealth Advisors Address: 360 Mount Kemble Ave, Morristown, NJ, 07960-6834, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/12/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2) Name of Business: Micro1 Address: 377 Crane St apt 305, City of Orange, NJ, 07050, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: Yes Start Date: 06/25/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide subject-matter expertise in personal finance and wealth planning to evaluate, rate, and improve AI model outputs. Review model responses for accuracy and quality, write feedback, and create training examples. Remote, project-based contract work. No client contact, no securities activity, no investment advice provided.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-26
  • S66 Uniform Combined State Law Examination
    2016-08-26

View on SEC IAPD

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