Rahul Sharma

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-09-08

TX RA
APPROVED

Since 2017-09-08

Branch Locations

Plano, TX • United States

3333 Premier Dr Ste 100, Plano, TX 75023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Richardson	TX	04/2016	03/2020
Ameriprise Financial Services, Llc	Richardson	TX	03/2020	Present

04/2016 → 03/2020

Ameriprise Financial Services, Inc.

Richardson, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Richardson, TX

Other Businesses

Outside Employment; Genesis 1:1, LLC; Financial Planning Analyst/Investment Research; Manage advisory business; 3333 Premier Drive #100, , Plano, TX, 75023; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-15

S66 Uniform Combined State Law Examination

2017-05-15

Other Names

Rahul Sharma

View on SEC IAPD