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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 04/2016 | 11/2020 |
| Securities America, Inc. | Lavista | NE | 11/2020 | 01/2021 |
| Securities America Advisors, Inc. | La Vista | NE | 11/2020 | 01/2021 |
| Avantax Investment Services, Inc. | Dallas | TX | 08/2021 | 05/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2024 | 05/2025 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | 05/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | 05/2025 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2024 | 05/2025 |
| N/A | Seattle | WA | 02/2021 | 07/2021 |
| Kestra Investment Services Llc | Austin | TX | 05/2025 | Present |
| Kestra Advisory Services Llc | Austin | TX | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-04 |
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