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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-10
DC RA APPROVED 2019-10-08
TX RA APPROVED 2019-09-20
  • VA RA
    APPROVED
    Since 2023-10-10
  • DC RA
    APPROVED
    Since 2019-10-08
  • TX RA
    APPROVED
    Since 2019-09-20

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 12/2013 09/2019
Rockefeller Financial Llc Washington Dc DC 09/2019 10/2023
Rock & Co Llc Washington Dc DC 09/2019 10/2023
Rockefeller Financial Llc Arlington VA 10/2023 Present
Previous Registrations
Other Businesses

I*97112 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DIVAFIT, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 317 SUNSET PARK DR, HERNDON, VIRGINIA 20170 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PART-TIME Fitness Instructor START DATE OF RELATIONSHIP: 41792 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Since January 2012, I HAVE BEEN A FITNESS INSTRUCTOR AT DIVA FIT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-01
  • S66 Uniform Combined State Law Examination
    2017-02-01
Other Names
  • Cara C Weathers
  • Cara Chiemi Weathers
  • Cara Chiemi Kennedy
  • Cara Chiemi Weathers

View on SEC IAPD

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