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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

7325 W Oklahoma Ave, Milwaukee, WI 53219 • United States

15305 W National Ave, New Berlin, WI 53151 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Haris Bank Na Milwaukee WI 07/2011 05/2017
Bmo Harris Financial Advisors, Inc. Muskego WI 08/2012 05/2017
U.S. Bancorp Investments, Inc. New Berlin WI 05/2017 02/2026
U.S. Bancorp Advisors, Llc New Berlin WI 02/2026 Present
Previous Registrations
  • 2017-05-31 → 2026-02-13
    Saint Paul, MN
    Brookfield, WI
    Milwaukee, WI
    New Berlin, WI
    Milwaukee, WI
  • 2012-08-01 → 2017-05-30
    Bmo Harris Financial Advisors, Inc.
    Waukesha, WI
    Muskego, WI
    Muskego, WI
    Mukwonago, WI
  • 2007-08-01 → 2012-08-01
    M&I Financial Advisors, Inc
    Muskego, WI
    Waukesha, WI
    Menomonee Falls, WI
  • 2010-04-29 → 2012-04-19
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

Veterans of Foreign Wars; Not Investment-Related; Oconomowoc, WI; Fraternal; No Ownership; Member; 06/12/2023; 0 hours/month; 0 hours/trading; Active member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-03
  • S66 Uniform Combined State Law Examination
    2005-03-03
Other Names
  • Chris Lewein

View on SEC IAPD

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