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Alexander M Cargal

Hightower Advisors, LLC

Los Angeles, CA

Chicago, IL

CRD 6642624

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-15
  • CA RA
    APPROVED
    Since 2024-08-15

Branch Locations

1999 Avenue Of The Americas Ste 3200, Los Angeles, CA 90067 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 05/2018 11/2022
Gonzaga University Spokane WA 08/2016 05/2017
Morgan Stanley Pasadena CA 05/2017 08/2017
Gerrish Swim & Tennis Club Pasadena CA 05/2017 08/2017
Gonzaga University Spokane WA 08/2017 05/2018
Hightower Advisors, Llc Los Angeles CA 11/2022 Present
  • 05/2018 → 11/2022
    Morgan Stanley
    Pasadena, CA
  • 08/2016 → 05/2017
    Gonzaga University
    Spokane, WA
  • 05/2017 → 08/2017
    Morgan Stanley
    Pasadena, CA
  • 05/2017 → 08/2017
    Gerrish Swim & Tennis Club
    Pasadena, CA
  • 08/2017 → 05/2018
    Gonzaga University
    Spokane, WA
  • 11/2022 → Present
    Hightower Advisors, Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-20
  • S66 Uniform Combined State Law Examination
    2019-05-20
Other Names
  • Alexander Matthew Cargal
  • Alexander Cargal

View on SEC IAPD

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