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Carly Marie Kaiser

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-15
TX RA APPROVED 2022-11-14
  • AZ RA
    APPROVED
    Since 2022-11-15
  • TX RA
    APPROVED
    Since 2022-11-14

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Phoenix AZ 06/2016 01/2017
The Vanguard Group, Inc. Scottsdale AZ 06/2017 11/2022
Fleetmatics/ Verizon Telematics Scottsdale AZ 01/2017 06/2017
Morgan Stanley Tempe AZ 11/2022 Present
  • 06/2016 → 01/2017
    Foresters Financial Services
    Phoenix, AZ
  • 06/2017 → 11/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2017 → 06/2017
    Fleetmatics/ Verizon Telematics
    Scottsdale, AZ
  • 11/2022 → Present
    Morgan Stanley
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
S63 Uniform Securities Agent State Law Examination 2016-07-30
  • S66 Uniform Combined State Law Examination
    2019-09-30
  • S63 Uniform Securities Agent State Law Examination
    2016-07-30
Other Names
  • Carly Marie Kaiser
  • Carly Kaiser

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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