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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-20 |
| VA | RA | APPROVED | 2018-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 10/2018 | Present |
| Tradeway Inc. | Corsicana | TX | 12/2015 | 10/2018 |
| George Mason University, School Of Business | Fairfax | VA | 08/2015 | 10/2018 |
| Bank Of America, N.A. | Vienna | VA | 11/2018 | Present |
I*7222 For profit or not for profit: Name of outside business organization: NOVA Capital Management, LLC Investment related: Address of business: Centreville, Virginia 20121 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2015 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-08 |
| S65 | Uniform Investment Adviser Law Examination | 2016-10-27 |
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