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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-07-16
NC RA APPROVED 2025-07-14
DC RA APPROVED 2023-09-19
MD RA APPROVED 2023-07-03
VA RA APPROVED 2023-07-03
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2017-09-06
  • SC RA
    APPROVED
    Since 2025-07-16
  • NC RA
    APPROVED
    Since 2025-07-14
  • DC RA
    APPROVED
    Since 2023-09-19
  • MD RA
    APPROVED
    Since 2023-07-03
  • VA RA
    APPROVED
    Since 2023-07-03
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2017-09-06

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Rehoboth Beach, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 06/2016 Present
Indiana University Bloomington IN 08/2013 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-05
  • S66 Uniform Combined State Law Examination
    2017-09-05
Other Names
  • Jake Shine

View on SEC IAPD

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