Best Investors
Account
Sign in
4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-25 |
Branch Locations
4962 El Camino Real Ste. 235, Los Altos, CA 94022-1456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mok Capital Management | Los Altos | CA | 07/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | Present |
1) MOK CAPITAL MANAGEMENT INVESTMENT RELATED. 2962 EL CAMINO REAL SUITE 235. INVESTMENT ADVISOR. START 7/5. 160 HOURS/MONTH, 80 DURING TRADING. ASSIST STANLEY MOK WITH ANY HELP THAT HE NEEDS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-27 |
| S65 | Uniform Investment Adviser Law Examination | 2015-08-31 |
Reach out to this advisor