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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-03
TX RA APPROVED 2021-04-13
CT RA APPROVED 2021-04-03
  • FL RA
    APPROVED
    Since 2022-08-03
  • TX RA
    APPROVED
    Since 2021-04-13
  • CT RA
    APPROVED
    Since 2021-04-03

Branch Locations

3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Darien CT 04/2016 Present
Other Businesses

I*1441251 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Jupiter, Florida, 33458, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/10/2022 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-31
  • S66 Uniform Combined State Law Examination
    2021-03-31

View on SEC IAPD

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