Diane N Lowry

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Other Businesses

I*1800367 Entity Type: For Profit Name of OBA: Haute Tips by Diane Address:queen creek, AZ Investment Related:No Position, Title, Association:Owner Start Date:04/19/2024 No Hours: 5 Monthly No Hours during trading:0 Duties:Nail care services, I will be owner and be performing nail care I*2047269, Entity Type Fiduciary, Name of OBA: DL Address: Queen Creek, Arizona, 85142 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 15-Oct-2024 No Hours: 1 monthly No Hours during trading: 0 Duties: I*2058271, Entity Type Fiduciary, Name of OBA: MLPF& S CUST FPO D T L RRA FBO D T L Address: Queen Creek, Arizona, 85142 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 22-Oct-2024 No Hours: 1 weekly No Hours during trading:0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-08-25

Other Names

• Diane N Le
• N Lediane
• Diane Nguyen Le