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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-09-28 |
Branch Locations
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Downington | PA | 09/2018 | 03/2020 |
| Clemson University | Clemson | SC | 08/2013 | 05/2017 |
| Philadelphia Eagles | Philadelphia | PA | 07/2017 | 09/2017 |
| Bentley Systems | Exton | PA | 10/2017 | Present |
| Unemployed | Downingtown | PA | 05/2017 | 07/2017 |
| Unemployed | Downingtown | PA | 09/2017 | 10/2017 |
| Ameriprise Financial Services, Llc | Downingtown | PA | 03/2020 | Present |
Outside Employment; Bringg; Account Executive - Inside Sales in a remote position out of Philadelphia; ; 180 N Lasalle St Suite 2950, , Chicago, IL, 60610; Not Investment-Related; 06/14/2021; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-19 |
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