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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-09-28
  • PA RA
    APPROVED
    Since 2020-09-28

Branch Locations

Malvern, PA • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Downington PA 09/2018 03/2020
Clemson University Clemson SC 08/2013 05/2017
Philadelphia Eagles Philadelphia PA 07/2017 09/2017
Bentley Systems Exton PA 10/2017 Present
Unemployed Downingtown PA 05/2017 07/2017
Unemployed Downingtown PA 09/2017 10/2017
Ameriprise Financial Services, Llc Downingtown PA 03/2020 Present
  • 09/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Downington, PA
  • 08/2013 → 05/2017
    Clemson University
    Clemson, SC
  • 07/2017 → 09/2017
    Philadelphia Eagles
    Philadelphia, PA
  • 10/2017 → Present
    Bentley Systems
    Exton, PA
  • 05/2017 → 07/2017
    Unemployed
    Downingtown, PA
  • 09/2017 → 10/2017
    Unemployed
    Downingtown, PA
  • 03/2020 → Present
    Downingtown, PA
Other Businesses

Outside Employment; Bringg; Account Executive - Inside Sales in a remote position out of Philadelphia; ; 180 N Lasalle St Suite 2950, , Chicago, IL, 60610; Not Investment-Related; 06/14/2021; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-19
  • S66 Uniform Combined State Law Examination
    2019-01-19
Other Names
  • Ryan Markle
  • Ryan Paul Markle

View on SEC IAPD

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