Marcus N Geringswald

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-06-04
TX	RA	APPROVED_RES	2026-06-02
MD	RA	APPROVED	2021-07-22

DC RA
APPROVED

Since 2026-06-04
TX RA
APPROVED_RES

Since 2026-06-02
MD RA
APPROVED

Since 2021-07-22

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	04/2016	05/2021
Bank Of America, N.A	Hunt Valley	MD	02/2020	05/2021
Morgan Stanley	Baltimore	MD	05/2021	Present

04/2016 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
02/2020 → 05/2021

Bank Of America, N.A

Hunt Valley, MD
05/2021 → Present

Morgan Stanley

Baltimore, MD

Previous Registrations

2019-09-13 → 2021-05-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Hunt Valley, MD

Pennington, NJ

Other Businesses

*582540 - Doordash; Investment Related - No; San Francisco, California; Retail/Online Stores; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 10; Labor/Service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-12
S63	Uniform Securities Agent State Law Examination	2016-07-22

S66 Uniform Combined State Law Examination

2019-09-12
S63 Uniform Securities Agent State Law Examination

2016-07-22

Other Names

Marcus N Geringswald
Marcus Nicholas Geringswald

View on SEC IAPD