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Mark Anthony Lance

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chandler, AZ

Mesa, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-07-25
TX RA APPROVED 2016-07-25
  • CA RA
    APPROVED
    Since 2016-07-25
  • TX RA
    APPROVED
    Since 2016-07-25

Branch Locations

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2016 Present
Bank Of America, N.A. Chnadler AZ 06/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-22
  • S66 Uniform Combined State Law Examination
    2016-07-22
Other Names
  • Mark A Lance

View on SEC IAPD

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