Best Investors Account Sign in

Natalie T Norton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT

Portland, ME

Manchester Center, VT

Lewiston, ME

New York, NY

Manchester, NH

Hooksett, NH

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-05-27
ME RA APPROVED 2026-05-26
NH RA APPROVED 2024-11-14
TX RA APPROVED_RES 2020-09-21
CA RA APPROVED 2018-02-14
  • VT RA
    APPROVED
    Since 2026-05-27
  • ME RA
    APPROVED
    Since 2026-05-26
  • NH RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2020-09-21
  • CA RA
    APPROVED
    Since 2018-02-14

Branch Locations

60 Lake St, Burlington, VT 05401 • United States

1 Monument Sq, Portland, ME 04101 • United States

39 Bonnet St, Manchester Center, VT 05255 • United States

415 Lisbon St, Lewiston, ME 04243 • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

900 Elm St, Manchester, NH 03101 • United States

Hooksett, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-13
S63 Uniform Securities Agent State Law Examination 2016-05-31
  • S66 Uniform Combined State Law Examination
    2018-02-13
  • S63 Uniform Securities Agent State Law Examination
    2016-05-31
Other Names
  • Natalie T Ozment
  • Nat Norton
  • Nat T. Norton

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BLUE SLATE INVESTMENT MANAGEMENT
GAINGELS VENTURES LLC
GAINGELS MANAGEMENT LLC
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC
TEUCRIUM INVESTMENT ADVISORS, LLC
ONE DAY IN JULY LLC

Other Investors

Joseph George Hameline
Zachary Kirka
Alexander B White
RICHARD JOURET KOWALSKI
BRENDA CLAIRE KELLEY
Hans Oshiorenoyai Asoera
RYAN MANYX BARTLEY
PATTI J STEFFENS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Burlington, VT
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
ONE DAY IN JULY LLC · BURLINGTON, VT

More in Burlington, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor