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Colleen Eleanor Farley

Robbins Farley LLC

Bedford, NH

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Current Employers
Robbins Farley Llc

6 Bedford Farms Drive Suite 112, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-09
NH RA APPROVED 2017-03-30
  • TX RA
    APPROVED_RES
    Since 2017-10-09
  • NH RA
    APPROVED
    Since 2017-03-30

Branch Locations

6 Bedford Farms Drive Suite 112, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Manchester NH 04/2012 03/2017
Robbins Farley Llc Bedford NH 03/2017 Present
Previous Registrations
Other Businesses

1) Notary Public, Bedford, NH; not investment-related; started 04/2015; approximately one hour per month, one hour during securities trading hours; notarize documents. 2) Associated Grocers of New England; not investment-related; 11 Cooperative Way, Pembroke, NH 03275; wholesaler; Board Member; started 06/2019; approximately eight hours per month, eight hours during securities trading hours; responsible for attendance and participation at meetings and for providing insight and guidance to the CEO and executive team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-06
  • S66 Uniform Combined State Law Examination
    2005-09-06
Other Names
  • Colleen E Casey
  • Colleen E Farley

View on SEC IAPD

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