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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-23 |
| TN | RA | APPROVED | 2022-01-04 |
Branch Locations
21 N Forrest Avenue, Camden, TN 38320 • United States
416 W Main St, Waverly, TN 37185 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sonic Drive-In | Franklin | TN | 08/2011 | 05/2017 |
| Sewanee: University Of The South | Sewanee | TN | 08/2013 | 05/2017 |
| Ubs Financial Services Inc. | Franklin | TN | 03/2017 | 05/2017 |
| Ubs Financial Services Inc. | Franklin | TN | 05/2017 | 07/2018 |
| Firstbank Investment Partners | Fairview | TN | 01/2021 | Present |
| Lpl Financial Llc | Murfreesboro | TN | 06/2018 | 01/2021 |
| Raymond James Financial Services, Inc. | Fairview | TN | 01/2021 | Present |
| First Bank | Fairview | TN | 01/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Waverly | TN | 01/2022 | Present |
| Firstbank Investment Partners | Waverly | TN | 07/2018 | Present |
(1)Name of Business: Dickson Referral Railway - BNI Chapter Address: 416 W Main St, Waverly, TN, 37185-1127, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the vice president president of the Dickson Referral Railway chapter of BNI - we are a networking organization that meets weekly to help each other get new business. (2)Name of Business: FirstBank Address: 2202 Fairview Blvd, Fairview, TN, 37062-9542, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Sales Assistant (3)Name of Business: FirstBank Insurance Address: 2202 Fairview Blvd, Fairview, TN, 37062-9542, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/26/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Using First Protective to offer a wider array of products to clients, in situations where RJ's offerings are not as competitive (4)Name of Business: FirstBank Investment Partners Address: 416 W Main Street, Waverly, TN, 37185, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: registered sales assistant (5)Name of Business: Katie's Daffodils Address: 115 Piney Road, Dickson, TN, 37055, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: daffodil farm (6)Name of Business: Sinclair School of Highland Dance Address: 1710 General George Patton Drive, Suite 107, TN, 37027, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dance instructor/studio owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-04 |
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