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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-23
TN RA APPROVED 2022-01-04
  • TX RA
    APPROVED_RES
    Since 2023-08-23
  • TN RA
    APPROVED
    Since 2022-01-04

Branch Locations

21 N Forrest Avenue, Camden, TN 38320 • United States

416 W Main St, Waverly, TN 37185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonic Drive-In Franklin TN 08/2011 05/2017
Sewanee: University Of The South Sewanee TN 08/2013 05/2017
Ubs Financial Services Inc. Franklin TN 03/2017 05/2017
Ubs Financial Services Inc. Franklin TN 05/2017 07/2018
Firstbank Investment Partners Fairview TN 01/2021 Present
Lpl Financial Llc Murfreesboro TN 06/2018 01/2021
Raymond James Financial Services, Inc. Fairview TN 01/2021 Present
First Bank Fairview TN 01/2021 Present
Raymond James Financial Services Advisors, Inc. Waverly TN 01/2022 Present
Firstbank Investment Partners Waverly TN 07/2018 Present
  • 08/2011 → 05/2017
    Sonic Drive-In
    Franklin, TN
  • 08/2013 → 05/2017
    Sewanee: University Of The South
    Sewanee, TN
  • 03/2017 → 05/2017
    Ubs Financial Services Inc.
    Franklin, TN
  • 05/2017 → 07/2018
    Ubs Financial Services Inc.
    Franklin, TN
  • 01/2021 → Present
    Firstbank Investment Partners
    Fairview, TN
  • 06/2018 → 01/2021
    Murfreesboro, TN
  • 01/2021 → Present
    Raymond James Financial Services, Inc.
    Fairview, TN
  • 01/2021 → Present
    First Bank
    Fairview, TN
  • 01/2022 → Present
    Waverly, TN
  • 07/2018 → Present
    Firstbank Investment Partners
    Waverly, TN
Previous Registrations
Other Businesses

(1)Name of Business: Dickson Referral Railway - BNI Chapter Address: 416 W Main St, Waverly, TN, 37185-1127, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the vice president president of the Dickson Referral Railway chapter of BNI - we are a networking organization that meets weekly to help each other get new business. (2)Name of Business: FirstBank Address: 2202 Fairview Blvd, Fairview, TN, 37062-9542, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Sales Assistant (3)Name of Business: FirstBank Insurance Address: 2202 Fairview Blvd, Fairview, TN, 37062-9542, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/26/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Using First Protective to offer a wider array of products to clients, in situations where RJ's offerings are not as competitive (4)Name of Business: FirstBank Investment Partners Address: 416 W Main Street, Waverly, TN, 37185, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: registered sales assistant (5)Name of Business: Katie's Daffodils Address: 115 Piney Road, Dickson, TN, 37055, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: daffodil farm (6)Name of Business: Sinclair School of Highland Dance Address: 1710 General George Patton Drive, Suite 107, TN, 37027, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dance instructor/studio owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-04
  • S66 Uniform Combined State Law Examination
    2018-08-04
Other Names
  • Katie Snyder

View on SEC IAPD

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