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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-08 |
| AZ | RA | APPROVED | 2024-09-30 |
| FL | RA | APPROVED | 2024-01-11 |
| TX | RA | APPROVED_RES | 2022-01-05 |
| MO | RA | APPROVED | 2020-03-27 |
| IA | RA | APPROVED | 2020-01-09 |
Branch Locations
7001 Westown Parkway Suite 240, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Group | Des Moines | IA | 01/2016 | 03/2017 |
| Iron Horse Wealth Management | West Des Moines | IA | 03/2017 | 04/2019 |
| Guardian Life Insurance Co Of America | Clive | IA | 06/2019 | 05/2026 |
| Park Avenue Securities, Llc | Clive | IA | 10/2019 | 05/2026 |
| Park Avenue Securities | West Des Moines | IA | 05/2026 | Present |
| Guardian Life Insurance Company | West Des Moines | IA | 05/2026 | Present |
1) Kemper Health Agent-Independent Contractor for Kemper Health representing their home health care product. Start: 09/01/2020 Address: 12345 University Ave, Ste 200, Clive IA 50325 4 total hours per month, 2 during securities trading hours Investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 2016-08-29 |
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