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Melissa Ann Morris

Neuberger Berman Bd LLC

Austin, TX

New York, NY

Austin, TX

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
TX RA APPROVED 2019-03-12
NJ RA APPROVED 2015-08-12
  • NY RA
    APPROVED
    Since 2021-03-25
  • TX RA
    APPROVED
    Since 2019-03-12
  • NJ RA
    APPROVED
    Since 2015-08-12

Branch Locations

Austin, TX • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

500 W. 2Nd Street Ste 104, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 03/2015 02/2019
Neuberger Berman Austin TX 02/2019 Present
  • 03/2015 → 02/2019
    Neuberger Berman Llc
    New York, NY
  • 02/2019 → Present
    Neuberger Berman
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-11
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S65 Uniform Investment Adviser Law Examination
    2015-08-11
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Melissa Oberman
  • Melissa Ann Oberman
  • Melissa Ann Heines

View on SEC IAPD

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