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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| NJ | RA | APPROVED | 2018-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Mt. Kisco | NY | 05/2016 | 03/2018 |
| Theatrical Teamsters Local 817 | New York | NY | 06/2011 | 01/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2016 | 03/2018 |
| Jpmorgan Chase Bank, N.A. | Chestnut Hill | MA | 03/2018 | Present |
| J.P. Morgan Securities Llc | Chestnut Hill | MA | 03/2018 | Present |
| Petes Park Place Tavern | New York | NY | 09/2017 | 11/2017 |
Entity Name: HILLS AND THRILLS PRODUCTIONS INC Investment related: No Address: Private Residence WWW.HILLSANDTHRILLS.COM Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/10/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: WE ARE A PHILANTHROPIC ENTERTAINMENT COMPANY SERVING AS A 501(C)(3) PUBLIC CHARITY. OUR MISSION STATEMENT IS "TO USE THE POWER OF STORYTELLING TO RAISE MONIES FOR CHARITY AND GIVE UPWARD MOBILITY TO ARTISTS & ENTERTAINMENT PROFESSIONALS."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-13 |
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