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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-19
NJ RA APPROVED 2018-03-19
  • TX RA
    APPROVED_RES
    Since 2019-07-19
  • NJ RA
    APPROVED
    Since 2018-03-19

Branch Locations

21 Boylston St, Chestnut Hill, MA 02467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mt. Kisco NY 05/2016 03/2018
Theatrical Teamsters Local 817 New York NY 06/2011 01/2018
Morgan Stanley Private Bank, National Association New York NY 09/2016 03/2018
Jpmorgan Chase Bank, N.A. Chestnut Hill MA 03/2018 Present
J.P. Morgan Securities Llc Chestnut Hill MA 03/2018 Present
Petes Park Place Tavern New York NY 09/2017 11/2017
  • 05/2016 → 03/2018
    Mt. Kisco, NY
  • 06/2011 → 01/2018
    Theatrical Teamsters Local 817
    New York, NY
  • 09/2016 → 03/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Chestnut Hill, MA
  • 03/2018 → Present
    Chestnut Hill, MA
  • 09/2017 → 11/2017
    Petes Park Place Tavern
    New York, NY
Previous Registrations
  • 2016-10-13 → 2018-02-20
    Mount Kisco, NY
    Purchase, NY
Other Businesses

Entity Name: HILLS AND THRILLS PRODUCTIONS INC Investment related: No Address: Private Residence WWW.HILLSANDTHRILLS.COM Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/10/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: WE ARE A PHILANTHROPIC ENTERTAINMENT COMPANY SERVING AS A 501(C)(3) PUBLIC CHARITY. OUR MISSION STATEMENT IS "TO USE THE POWER OF STORYTELLING TO RAISE MONIES FOR CHARITY AND GIVE UPWARD MOBILITY TO ARTISTS & ENTERTAINMENT PROFESSIONALS."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2016-10-13
Other Names
  • Colin Flynn
  • Colin Bernard Flynn

View on SEC IAPD

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