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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-20 |
Branch Locations
6500 International Parkway Ste 2050, Plano, TX 75093 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York City | NY | 06/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2016 | 12/2020 |
| Fisher Asset Management, Llc | Plano | TX | 04/2021 | Present |
| Uit / Thsboa | Plano | TX | 01/2021 | 03/2021 |
Board member, Hardin-Simmons University Board of Young Associates, Hardin-Simmons University 2200 Hickory, Abilene, TX
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-04 |
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