Stephan Hwang

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 06/2004 → 03/2021
  Bank Of America, Na
  San Francisco, CA
• 03/2021 → Present
  Jpmorgan Chase Bank, N.A.
  Walnut Creek, CA
• 03/2021 → Present
  J.P. Morgan Securities Llc
  Walnut Creek, CA

Previous Registrations

• 2016-07-01 → 2021-03-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  Charlotte, NC

Other Businesses

Entity Name: Cancer Support Community Investment related: No "Address: cancersupport.net 3276 McNutt Avenue Walnut Creek, CA 94597" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 04/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Investment Committee, Community Impact Board Chair, no connection to JPMC

Exams

• S66 Uniform Combined State Law Examination
  2016-06-28

Other Names

• Stephan Min Hwang
• Stephan M. Hwang