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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2017-10-09
CT RA APPROVED 2016-09-09
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2017-10-09
  • CT RA
    APPROVED
    Since 2016-09-09

Branch Locations

69 State St, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saratoga Springs NY 05/2016 Present
Bank Of America, N.A. Saratoga Springs NY 10/2016 Present
Other Businesses

I*: 1684259 Entity Type: For Profit Name of OBA: Rental Property 1 Address: Saratoga Springs, NY Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 2/1/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2016-09-07
Other Names
  • Douglas Parks
  • Douglas H Parks

View on SEC IAPD

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