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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-01 |
| WA | RA | APPROVED | 2020-11-03 |
Branch Locations
Mercer Island, WA • United States
720 Sixth Street South Suite 100, Kirkland, WA 98033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Capital Resource Group, Inc. | Bellevue | WA | 06/2016 | 10/2016 |
| Penn Mutual Life Insurance Company | Horsham | PA | 02/2017 | 10/2020 |
| Hornor, Townsend & Kent, Inc. | Horsham | PA | 03/2017 | 10/2020 |
| University Of Washington | Seattle | WA | 06/2013 | 06/2017 |
| Osaic Wealth, Inc. | Bellevue | WA | 10/2020 | Present |
1) PACIFIC CAPITAL RESOURCE GROUP INC. POSITION: Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 50 START DATE: 03/15/2017 ADDRESS: 10900 Ne 4th st., Suite 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: insurance sales & service for multiple carriers 2) ASCENT WEALTH SOLUTIONS POSITION: Agent NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2020 ADDRESS: 10900 NE 4th st., Suite 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: INVESTMENTS AND INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
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