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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2017-12-11
  • NE RA
    APPROVED
    Since 2017-12-11

Branch Locations

529 W 2Nd St, Hastings, NE 68901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Hastings NE 04/2016 Present
Principal Securities Inc Hastings NE 04/2016 Present
  • 04/2016 → Present
    Principal Life Insurance Co
    Hastings, NE
  • 04/2016 → Present
    Hastings, NE
Other Businesses

***Fixed Insurance, Fixed life, DI, LTC, 12/22/16. ***Cameron Brei Financial Planning LLC; Not Investment Related; Hastings, NE; Owner; Own LLC setup as a flow through for business to pay expenses.; Start Date: 04/01/2019; 0 hrs per month; 0 during trading hours.***NSAA; Not Investment Related; Lincoln, NE; Referee; Substitute ref with the potential of joining a crew later on.; Start Date: 09/15/2020; 8 hrs per month; 0 during trading hours.***United Way of South Central Nebraska; Not Investment Related; Hastings, NE; Board Member; Impact the community by helping the agencies that are part of United Way.; Start Date: 03/01/2021; 2 hrs per month; 1 during trading hours. LUCKEE LLC POSITION: Partner/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2023 ADDRESS: 529 W 2nd St, Hastings NE 68901, United States DESCRIPTION: The LLC is a partnership with Bill Sabatka. The LLC owns a building in downtown Hastings. The first floor is commercial space used as our office space and the second floor we have two residential rental units and has tenants. Bill and I are the only owners of the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2016-08-10
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2016-08-10

View on SEC IAPD

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