Gavin Robert Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 11/2016 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*3050269 Entity Type: Not for Profit Name of OBA: Coronado Club Address: Houston, Texas, 77002 Investment Related: No Position, Title, Association: Social club committee club Employee Start Date: 11/01/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Private members club in downtown Houston that has various committees that help put together events etc.. Help put ideas together for club events.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-30

Other Names

• Gavin R Carter