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Brett Matthew Smoot

Edward Jones

Richmond, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-11
MO RA APPROVED 2018-04-09
  • TX RA
    APPROVED_RES
    Since 2021-05-11
  • MO RA
    APPROVED
    Since 2018-04-09

Branch Locations

201 E Lexington St Unit 1, Richmond, MO 64085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 03/2018
Edward Jones St.LOuis MO 04/2018 Present
  • 06/2016 → 03/2018
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-09
  • S66 Uniform Combined State Law Examination
    2016-08-09
Designations
Other Names
  • Brett Smoot

View on SEC IAPD

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