Michael Victor Carballo

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2019
  Massachusetts Mutual Life Insurance Co
  Springfield, MA
• 05/2016 → 12/2019
  Mml Investors Services, Llc
  Miami, FL
• 01/2020 → 06/2023
  Ifp Securities, Llc
  Tampa, FL
• 01/2020 → 06/2023
  Independent Financial Partners
  Tampa, FL
• 06/2013 → Present
  Gwn Securities, Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2020-01-06 → 2023-06-28
  Independent Financial Partners
  Miami, FL
  Miami, FL
• 2017-03-22 → 2019-12-31
  Mml Investors Services, Llc
  Miami, FL

Other Businesses

West Flagler Associates. POSITION: Jai-Alai Player NATURE: Sports INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 450 NW 37th Ave, Miami, FL 33125, United States DESCRIPTION: This does not involve the solicitation of any financial products or services. I intend to play the professional sport of Jai-Alai in the evenings due to my prior background in professional athletics. LIFE & HEALTH INSURANCE POSITION: Agent NATURE: Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2020 ADDRESS: 175 SW 7th St #1808, Miami, FL 33130, United States DESCRIPTION: Life Insurance sales to customers. ABMM FINANCIAL POSITION: Registered Representative NATURE: DBA/Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 175 SW 7th St. Miami, FL 33130, United States DESCRIPTION: Yes this is my DBA and will be used for Financial Services as Financial Representative. CORAL GABLES FIRE DEPARTMENT INVESTMENT RELATED: Is Not Investment Related, ADDRESS: 2151 Salzedo Street, , Coral Gables, FL, 33134, United States" NATURE: Emergency Medical Services, POSITION: Firefighter, START DATE: 9/1/2024, NUMBER OF HOURS: 240 hours per month, SECURITIES TRADING HOURS: 50 hours per month during trading hours DESCRIPTION: I intend to become a firefighter and serve my community 2-3 days per week. CARBALLO CONSULTING LLC NOT INVESTMENT RELATED; CEO; ADDRESS: 6317 NW 170LN HIALEAH FL 33015; BUSINESS NATURE: INSURANCE; 120 HOURS PER MONTH AND 40HOURS PER MONTH DURING TRADING HOURS; START DATE: 10/07/2024; COMPENSATION TYPE: COMMISSIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-03
• S63 Uniform Securities Agent State Law Examination
  2016-11-18

Other Names

• Michael Carballo