Thomas Avery Klover

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-01

IL RA
APPROVED

Since 2023-03-01

Branch Locations

Channahon, IL • United States

Plainfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Klover & Co. Cpas Pc	Plainfield	IL	08/1994	Present
Cetera Financial Specialists Llc	Schaumburg	IL	12/2020	02/2022
Cetera Financial Specialists Llc	Schaumburg	IL	02/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present

08/1994 → Present

Klover & Co. Cpas Pc

Plainfield, IL
12/2020 → 02/2022

Cetera Financial Specialists Llc

Schaumburg, IL
02/2022 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)KLOVER & CO. CPAS PC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PART OWNER, CPA, ACCOUNTING, PREPARATION OF INCOME TAX RETURNS FOR INDIVIDUALS, S-CORPORATIONS, C-CORPORATIONS PARTNERSHIPS, 40H/WEEK, SINCE 08/1994.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-19
S63	Uniform Securities Agent State Law Examination	2021-12-03

S65 Uniform Investment Adviser Law Examination

2022-11-19
S63 Uniform Securities Agent State Law Examination

2021-12-03

View on SEC IAPD