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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-10-30 |
Branch Locations
111 E Rivulon Blvd Suite 101, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ben Miller | Phoenix | AZ | 01/2016 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Phoenix | AZ | 05/2018 | Present |
| Ben Miller | Phoenix | AZ | 05/2017 | 07/2018 |
| R Philip Sarnecki | Phoenix | AZ | 03/2019 | 11/2020 |
| Thomas Hubbard | Gilbert | AZ | 11/2020 | Present |
| Kevin Mazur | Phoenix | AZ | 08/2018 | 02/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2020 | Present |
| Luke Madsen | Seattle | WA | 09/2022 | Present |
| Keith Foe | Seattle | WA | 09/2022 | Present |
| Kevin Kent | Seattle | WA | 09/2022 | Present |
| Joseph Morris | Gilbert | AZ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-19 |
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