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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-28
  • FL RA
    APPROVED
    Since 2023-09-28

Branch Locations

Winter Springs, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities, Inc Palm Beach Gardens FL 04/2016 05/2018
Account Temps Orlando FL 05/2018 11/2018
Bank Of New York Mellon Orlando FL 11/2018 10/2019
Robinhood Financial, Llc. Orlando FL 10/2019 08/2022
U.S. Bancorp Investments, Inc. Saint Paul MN 09/2022 11/2022
Unemployed Winter Springs FL 08/2022 09/2022
Unemployed Winter Springs FL 11/2022 02/2023
Robinhood Financial, Llc. Lake Mary FL 02/2023 06/2023
Robinhood Markets, Inc. Orlando FL 06/2022 08/2022
Robinhood Markets, Inc. Lake Mary FL 02/2023 06/2023
Empower Financial Services, Inc Greenwood Village CO 09/2023 Present
Unemployed Winter Springs FL 06/2023 09/2023
  • 04/2016 → 05/2018
    Gwn Securities, Inc
    Palm Beach Gardens, FL
  • 05/2018 → 11/2018
    Account Temps
    Orlando, FL
  • 11/2018 → 10/2019
    Bank Of New York Mellon
    Orlando, FL
  • 10/2019 → 08/2022
    Robinhood Financial, Llc.
    Orlando, FL
  • 09/2022 → 11/2022
    Saint Paul, MN
  • 08/2022 → 09/2022
    Unemployed
    Winter Springs, FL
  • 11/2022 → 02/2023
    Unemployed
    Winter Springs, FL
  • 02/2023 → 06/2023
    Robinhood Financial, Llc.
    Lake Mary, FL
  • 06/2022 → 08/2022
    Robinhood Markets, Inc.
    Orlando, FL
  • 02/2023 → 06/2023
    Robinhood Markets, Inc.
    Lake Mary, FL
  • 09/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2023 → 09/2023
    Unemployed
    Winter Springs, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-24
S63 Uniform Securities Agent State Law Examination 2020-01-06
  • S65 Uniform Investment Adviser Law Examination
    2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    2020-01-06

View on SEC IAPD

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