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Chris Michael Malouf

Xcountry Financial

Poncha Springs, CO

Poncha Springs, CO

CRD 6637335

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Employer firm

Xcountry Financial CRD 340263

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Xcountry Financial

Poncha Springs, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-05
  • CO RA
    APPROVED
    Since 2026-03-05

Branch Locations

Poncha Springs, CO • United States

Poncha Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Lakewood CO 05/2016 05/2021
Primerica Financial Services Lakewood CO 12/2015 05/2021
Lpl Financial, Llc Arvada CO 05/2021 Present
Previous Registrations
Other Businesses

1. 11/01/2001 - CHRISTOPHER MALOUF & ASSOCIATES INC/ TAX ENTITY/ NOT INVESTMENT RELATED/ 1%/ ARVADA, CO 2. 05/01/2021 - XCOUNTRY FINANCIAL/ DBA FOR Christopher Malouf & Associates, Inc / 0%/ BROOMFIELD, CO 3. 06/01/2021 -Enduro Mortgage - Investment Related - At Reported Business Location(s) - Owner Mortgage/Real Estate Services - Start Date 05/03/2021 - 8 Hours Per Month 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2016-07-07
  • S65 Uniform Investment Adviser Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2016-07-07
Other Names
  • Christopher Michael Malouf

View on SEC IAPD

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