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Xcountry Financial CRD 340263
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Poncha Springs, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Lakewood | CO | 05/2016 | 05/2021 |
| Primerica Financial Services | Lakewood | CO | 12/2015 | 05/2021 |
| Lpl Financial, Llc | Arvada | CO | 05/2021 | Present |
1. 11/01/2001 - CHRISTOPHER MALOUF & ASSOCIATES INC/ TAX ENTITY/ NOT INVESTMENT RELATED/ 1%/ ARVADA, CO 2. 05/01/2021 - XCOUNTRY FINANCIAL/ DBA FOR Christopher Malouf & Associates, Inc / 0%/ BROOMFIELD, CO 3. 06/01/2021 -Enduro Mortgage - Investment Related - At Reported Business Location(s) - Owner Mortgage/Real Estate Services - Start Date 05/03/2021 - 8 Hours Per Month 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-07 |
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