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Kasten Randolph Carter

Morgan Stanley

Riverhead, NY

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-28
TX RA APPROVED 2025-03-28
  • NY RA
    APPROVED
    Since 2025-03-28
  • TX RA
    APPROVED
    Since 2025-03-28

Branch Locations

611 East Main Street, Riverhead, NY 11901 • United States

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2016 04/2018
Ubs Financial Services Inc. New York NY 04/2018 03/2025
Morgan Stanley Smith Barney Llc New York NY 03/2025 Present
  • 05/2016 → 04/2018
    Axa Advisors, Llc
    New York, NY
  • 04/2018 → 03/2025
    Ubs Financial Services Inc.
    New York, NY
  • 03/2025 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-09
  • S66 Uniform Combined State Law Examination
    2016-06-09
Other Names
  • Kasten Carter

View on SEC IAPD

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LPL FINANCIAL LLC
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LINCOLN INVESTMENT

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JAMES DUFFY
TIMOTHY JAMES BOURKE
DONNA ANN WESS
FRANK STEVEN MARINACE
LAURA ANNE FENNELL

Other Offices

EAST END FINANCIAL GROUP, INC. · RIVERHEAD, NY
OSAIC WEALTH, INC. · RIVERHEAD, NY
J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY
SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY
LPL FINANCIAL LLC · RIVERHEAD, NY
PECONIC ASSET PLANNING · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

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