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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-12
NE RA APPROVED 2024-12-09
SD RA APPROVED 2020-03-18
  • TX RA
    APPROVED_RES
    Since 2024-12-12
  • NE RA
    APPROVED
    Since 2024-12-09
  • SD RA
    APPROVED
    Since 2020-03-18

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1714 N Lincoln Avenue, Pierre, SD 57501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Pierre SD 04/2016 11/2017
Lpl Financial Llc Pierre SD 11/2017 Present
Newedge Advisors, Llc New Orleans LA 03/2020 Present
  • 04/2016 → 11/2017
    Investment Centers Of America
    Pierre, SD
  • 11/2017 → Present
    Lpl Financial Llc
    Pierre, SD
  • 03/2020 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2016-07-06 → 2017-11-29
    Investment Centers Of America, Inc.
    Pierre, SD
Other Businesses

1. 10/15/2017 - REINKE GRAY WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/2016 2. 02/27/2018 - GWM ADVISORS, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/22/2018 - 120Hours Per Month/ 120 Hours During Trading. I provide administrative support to GWM ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 3. 02/27/2018 - Reinke Gray Wealth Management, Inc. - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/22/2018 - 120 Hours Per Month/ 120 Hours During Trading 4. 07/11/2023 - Synchronize - Lockton Affinity - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/19/2018 - 10 Hours Per Month/ 10 Hours During Trading 5. 11/13/2024 - NewEdge Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/01/2022 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/13/2024 - New Edge Advisors, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/01/2022 - 160 Hours Per Month/ 8 Hours During Trading 7. 09/04/2025 - New Edge Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/05/2025 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Other Names
  • Neu Scott

View on SEC IAPD

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