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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-14
  • TX RA
    APPROVED
    Since 2016-12-14

Branch Locations

20 Greenway Plz, Houston, TX 77046 • United States

Brookshire, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Katy TX 07/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Katy TX 04/2016 Present
Other Businesses

I*8504 For profit or not for profit: Name of outside business organization: Personal Property Investment related: Address of business: Katy, Texas 77449 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-13
  • S66 Uniform Combined State Law Examination
    2016-12-13
Other Names
  • Miller Silva

View on SEC IAPD

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