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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
15021 Katy Freeway Suite 650, Houston, TX 77094 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Wealth Management, Llc | Bellaire | TX | 04/2016 | 04/2017 |
| Securities America, Inc. | Bellaire | TX | 06/2016 | 04/2017 |
| E*Trade Securities Llc | Houston | TX | 05/2017 | 10/2022 |
| E*Trade Capital Management Llc | Houston | TX | 05/2017 | 10/2022 |
| Morgan Stanley | Houston | TX | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
*434021 - Joan Karff's Women on the Way Up; Investment related: No; Bellaire, Texas; Education; Board Member, Secretary (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
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