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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-03 |
| WI | RA | APPROVED | 2024-07-03 |
Branch Locations
2212 E Moreland Blvd Ste 100, Waukesha, WI 53186-2918 • United States
Pewaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wauwatosa | WI | 04/2016 | 02/2021 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 07/2016 | 02/2021 |
| Prudential Insurance Company Of America | Brookfield | WI | 02/2021 | 07/2024 |
| Pruco Securities, Llc. | Brookfield | WI | 02/2021 | 07/2024 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 07/2024 | Present |
Business Ownership; NLC Industries, LLC; Member; I own an LLC that bought into a Private Placement. 5/2024; N16W26533 Wild Oats Drive, Unit G, Pewaukee, WI, 53072; Not Investment-Related; 04/11/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-17 |
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