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Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-06-03
  • MI RA
    APPROVED
    Since 2021-06-03

Branch Locations

560 Kirts Boulevard Suite 112, Troy, MI 48084 • United States

230 N. Sycamore Street Suite B, Lansing, MI 48933 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 04/2016 06/2021
Minnesota Life St. Paul MN 04/2016 06/2021
Securian Financial Advisors Of The Great Lakes Lansing MI 04/2016 06/2021
Founders Financial Securities Llc Towson MD 06/2021 Present
  • 04/2016 → 06/2021
    Securian Financial Services Inc.
    St. Paul, MN
  • 04/2016 → 06/2021
    Minnesota Life
    St. Paul, MN
  • 04/2016 → 06/2021
    Securian Financial Advisors Of The Great Lakes
    Lansing, MI
  • 06/2021 → Present
    Towson, MD
Previous Registrations
  • 2016-06-30 → 2021-06-09
    Securian Financial Services, Inc.
    Okemos, MI
Other Businesses

1. Hockey Referee; Not Investment Related; Lansing, MI; Start Date: 11/2008; Sports Coach/Referee; 10 Hrs. per month; 0 Hrs. during trading; Independent contractor, Coach/Referee 2) Somsel Properties; Investment Related; P.O. Box 12092 Lansing, MI 48201; Start Date: 11/2015; Owner; 1 Hr. per month; 0 Hrs. during trading; Overseeing Real Estate Rental Properties 3) EDM Financial Advisors; Investment Related; 560 Kirts Boulevard Suite 112 Troy, MI 48084. Registered Representative. Full Time. DBA name for investment and insurance sales, independent agent for life insurance sales. 160 hours/month during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-31
  • S66 Uniform Combined State Law Examination
    2016-05-31
Designations
  • Certified Financial Planner
Other Names
  • Eric Alan Somsel
  • Eric Alan Somsel

View on SEC IAPD

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