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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-29 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
One North Tuttle Ave, Suite 1, Sarasota, FL 34237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cwm, Llc | Omaha | NE | 05/2026 | Present |
| Srq Wealth | Sarasota | FL | 05/2026 | Present |
| Nylife Securities,Llc | Brooklyn | NY | 09/2016 | 05/2026 |
| New York Life Ins Co | Brooklyn | NY | 08/2016 | 05/2026 |
| Eagle Strategies, Llc | Brooklyn | NY | 11/2020 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-08 |
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